First Western Securities, Inc. prides itself on offering knowledgeable, friendly, and personable service to 24 registered representatives and their clients, primarily in the Southwestern and Western United States. First Western Securities, Inc. Investment Executives are independent contractors, who receive a full spectrum of products and services to assist them in serving the needs of their clients. Access to these services can be placed at an advisors fingertips with remote access options via the internet.
First Western Securities, Inc. offers research by Wells Fargo Advisors, Standard & Poors, Credit Suisse and Dorsey Wright.
First Western Securities, Inc. is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).
Clearing services are provided by First Clearing of St. Louis, Mo. First Clearing is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company.
Under SIPC, all accounts are protected up to $500,000 per client, including up to $250,000 in cash in the event of liquidation. Additional insurance up to $1,000,000,000 has been purchased by First Clearing. This protection is not applicable against market fluctuation and certain related accounts may have one aggregate limit.
Financial investing is a lifetime process. Major life events such as retirement, career changes, marriage, divorce, inheritance, a new child, college savings and death of a family member can alter your investment goals. Also, changes in the market may mean you need to adjust your investment strategy.
The Investment Executives at First Western Securities, Inc. are dedicated to helping their clients attain their financial goals by offering solid recommendations for