First Western Securities

SEC Rule 606 requires broker-dealers that route orders in certain equity and option securities to make available quarterly reports that present a general overview of their routing practices.

 

First Western Securities, Inc. directs order flow to its clearing brokers for routing and execution.  Our clearing brokers are First Clearing, LLC.  First Western Securities does not receive compensation for directing order flow.

 

To review First Clearing, LLC's order routing practices please go to:

 

https://www.wellsfargoclearingservicesllc.com/disclosures/order-routing/order-routing-606.htm